FraudNews
11-24-2010, 09:02 PM
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DOJ: Former Financial Advisor Admits Fraud Scheme Guilt (http://news.google.com/news/url?sa=t&fd=R&usg=AFQjCNE0o2IGe3U1jev8IarvzG84tfMWmQ&url=http://online.wsj.com/article/BT-CO-20101124-711646.html)
Wall Street Journal
The securities fraud count carries a maximum sentence of 20 years in prison and a maximum fine of the greater of $5 million or twice the gross gain or loss ...
Ex-Smith Barney Adviser Pleads Guilty to Wire Fraud (http://news.google.com/news/url?sa=t&fd=R&usg=AFQjCNGjJBy1KEnQA6k3qbPmcH5daf9lpw&url=http://www.bloomberg.com/news/2010-11-24/ex-smith-barney-adviser-pleads-guilty-to-wire-fraud-update1-.html)Bloomberg
all 6 news articles » (http://news.google.co.za/news/more?pz=1&ned=en_za&ncl=dXwSQPYF6WwcVxMOp3EeA5SUVihbM)
More... (http://news.google.com/news/url?sa=t&fd=R&usg=AFQjCNE0o2IGe3U1jev8IarvzG84tfMWmQ&url=http://online.wsj.com/article/BT-CO-20101124-711646.html)
DOJ: Former Financial Advisor Admits Fraud Scheme Guilt (http://news.google.com/news/url?sa=t&fd=R&usg=AFQjCNE0o2IGe3U1jev8IarvzG84tfMWmQ&url=http://online.wsj.com/article/BT-CO-20101124-711646.html)
Wall Street Journal
The securities fraud count carries a maximum sentence of 20 years in prison and a maximum fine of the greater of $5 million or twice the gross gain or loss ...
Ex-Smith Barney Adviser Pleads Guilty to Wire Fraud (http://news.google.com/news/url?sa=t&fd=R&usg=AFQjCNGjJBy1KEnQA6k3qbPmcH5daf9lpw&url=http://www.bloomberg.com/news/2010-11-24/ex-smith-barney-adviser-pleads-guilty-to-wire-fraud-update1-.html)Bloomberg
all 6 news articles » (http://news.google.co.za/news/more?pz=1&ned=en_za&ncl=dXwSQPYF6WwcVxMOp3EeA5SUVihbM)
More... (http://news.google.com/news/url?sa=t&fd=R&usg=AFQjCNE0o2IGe3U1jev8IarvzG84tfMWmQ&url=http://online.wsj.com/article/BT-CO-20101124-711646.html)