PDA

View Full Version : SEC Charges Former LPL Financial Adviser With Fraud - Wall Street Journal



FraudNews
05-23-2013, 10:13 PM
table border=0 cellpadding=2 cellspacing=7 style=vertical-align:top;trtd width=80 align=center valign=topfont style=font-size:85%;font-family:arial,sans-serif/font/tdtd valign=top class=jfont style=font-size:85%;font-family:arial,sans-serifbr /div style=padding-top:0.8em;img alt= height=1 width=1 //divdiv class=lha href=http://news.google.com/news/url?sa=tamp;fd=Ramp;usg=AFQjCNEbMOplOBUPFGvCPLqGpQ Q4jD8l_wamp;url=http://online.wsj.com/article/SB10001424127887324659404578501382032751640.htmlbS EC Charges Former LPL Financial Adviser With bFraud/b/b/abr /font size=-1bfont color=#6f6f6fWall Street Journal/font/b/fontbr /font size=-1NEW YORK--The Securities and Exchange Commission on Thursday charged a former Georgia-based LPL Financial LLC adviser with bfraud/b, accusing him of misappropriating about $2 million from at least six clients. Blake Richards allegedly directed b.../b/fontbr /font size=-1a href=http://news.google.com/news/url?sa=tamp;fd=Ramp;usg=AFQjCNFIiV6MffCmZsFI4NwWsh O1l8dj1wamp;url=http://www.reuters.com/article/2013/05/23/sec-lpl-idUSL2N0E41DF20130523RPT-US SEC charges ex-LPL adviser with $2 mln civil bfraud/b/afont size=-1 color=#6f6f6fnobrReuters/nobr/font/fontbr /font size=-1 class=p/fontbr /font class=p size=-1a class=p href=http://news.google.co.za/news/more?ncl=dekJkrt4hZ0anCMqQMQk5QXdC1ZKMamp;ned=en_z anobrball 4 news articlesnbsp;raquo;/b/nobr/a/font/div/font/td/tr/table

More... (http://news.google.com/news/url?sa=tfd=Rusg=AFQjCNEbMOplOBUPFGvCPLqGpQQ4jD8l_w url=http://online.wsj.com/article/SB10001424127887324659404578501382032751640.html)