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View Full Version : Hudson Valley Capital Barred by Finra Over Trading Fraud - Businessweek



FraudNews
11-08-2012, 11:08 PM
table border=0 cellpadding=2 cellspacing=7 style=vertical-align:top;trtd width=80 align=center valign=topfont style=font-size:85%;font-family:arial,sans-serif/font/tdtd valign=top class=jfont style=font-size:85%;font-family:arial,sans-serifbr /div style=padding-top:0.8em;img alt= height=1 width=1 //divdiv class=lha href=http://news.google.com/news/url?sa=tamp;fd=Ramp;usg=AFQjCNHV-uu6WwLhOgx22HYRoEb7ki8quAamp;url=http://www.businessweek.com/news/2012-11-08/hudson-valley-capital-barred-by-finra-over-trading-fraudbHudson Valley Capital Barred by Finra Over Trading bFraud/b/b/abr /font size=-1bfont color=#6f6f6fBusinessweek/font/b/fontbr /font size=-1Hudson Valley Capital Management was expelled from the securities industry and its top executive barred for life for fraudulently allocating trading losses to customers, the Financial Industry Regulatory Authority said. Chief Executive Officer Mark b.../b/fontbr /font size=-1a href=http://news.google.com/news/url?sa=tamp;fd=Ramp;usg=AFQjCNGzGTKMm38eD3-Fa9Oi60KELSx-gAamp;url=http://www.reuters.com/article/2012/11/08/us-finra-hudsonvalley-idUSBRE8A710S20121108FINRA expels Hudson Valley Capital, CEO in day-trading bfraud/b/afont size=-1 color=#6f6f6fnobrReuters/nobr/font/fontbr /font size=-1 class=p/fontbr /font class=p size=-1a class=p href=http://news.google.co.za/news/more?ncl=dfELFgqyKX35KtMpGfKd3a5AusawMamp;ned=en_z anobrball 9 news articlesnbsp;raquo;/b/nobr/a/font/div/font/td/tr/table

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