RBC, two employees settle over lapses in fraud case - Vancouver Sun

[FraudNews]

table border=0 cellpadding=2 cellspacing=7 style=vertical-align:top;trtd width=80 align=center valign=topfont style=font-size:85%;font-family:arial,sans-serifa href=http://news.google.com/news/url?sa=tamp;fd=Ramp;usg=AFQjCNFGp86lBWuG4hxTY46Th-COHuPGcgamp;url=http://www.cbc.ca/news/business/story/2012/08/13/rbc-regulator-settlement.htmlimg src=//nt2.ggpht.com/news/tbn/FocyDib-yVHLpM/0.jpg alt= border=1 width=80 height=45 /br /font size=-2CBC.ca/font/a/font/tdtd valign=top class=jfont style=font-size:85%;font-family:arial,sans-serifbr /div style=padding-top:0.8em;img alt= height=1 width=1 //divdiv class=lha href=http://news.google.com/news/url?sa=tamp;fd=Ramp;usg=AFQjCNHXCmwSyNTOJmS3K-Ci-WgbhqJCuwamp;url=http://www.vancouversun.com/business/employees%2Bsettle%2Bover%2Blapses%2Bfraud%2Bcase/7086454/story.htmlbRBC, two employees settle over lapses in bfraud/b case/b/abr /font size=-1bfont color=#6f6f6fVancouver Sun/font/b/fontbr /font size=-1RBC Dominion Securities Inc. will pay $500000 in a regulatory settlement for professional lapses by employees who failed to ask questions and take precautions about a client who was later convicted of bfraud/b. The bfraud/b was committed by Earl Jones, who b.../b/fontbr /font size=-1a href=http://news.google.com/news/url?sa=tamp;fd=Ramp;usg=AFQjCNHyH8A9O6XDrUfDoLag1D 1sghxbiwamp;url=http://www2.macleans.ca/2012/08/13/rbc-pays-500000-to-settle-with-regulator-over-earl-jones-fraud/RBC pays $500000 to settle with regulator over Earl Jones bfraud/b/afont size=-1 color=#6f6f6fnobrMacleans.ca/nobr/font/fontbr /font size=-1a href=http://news.google.com/news/url?sa=tamp;fd=Ramp;usg=AFQjCNHuOYW4KzZRBSqtlAnJ1u STqphpRgamp;url=http://www.huffingtonpost.ca/2012/08/13/earl-jones-ponzi-scheme-r_n_1773354.html?utm_hp_ref%3Dcanada-businessEarl Jones Ponzi Scheme: RBC To Pay $500000 Penalty Over Major bFraud/b/afont size=-1 color=#6f6f6fnobrHuffington Post Canada/nobr/font/fontbr /font size=-1 class=p/fontbr /font class=p size=-1a class=p href=http://news.google.co.za/news/more?pz=1amp;ned=en_zaamp;ncl=d5VjYN7rfYhvlKM2cIN3 35FL0mFkMnobrball 23 news articlesnbsp;raquo;/b/nobr/a/font/div/font/td/tr/table

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