SEC: Former Brookstreet CEO Charged $10M In Fraud Case - Wall Street Journal

[FraudNews]

table border=0 cellpadding=2 cellspacing=7 style=vertical-align:top;trtd width=80 align=center valign=topfont style=font-size:85%;font-family:arial,sans-serifa href=http://news.google.com/news/url?sa=tamp;fd=Ramp;usg=AFQjCNGOqfP_5XiDKu6jPx24Rc Pn7JI7owamp;url=http://www.advisorone.com/2012/03/02/brookstreet-ceo-fined-10-million-for-selling-riskyimg src=//nt1.ggpht.com/news/tbn/7Qt7LZWtJxkkEM/0.jpg alt= border=1 width=80 height=55 /br /font size=-2AdvisorOne/font/a/font/tdtd valign=top class=jfont style=font-size:85%;font-family:arial,sans-serifbr /div style=padding-top:0.8em;img alt= height=1 width=1 //divdiv class=lha href=http://news.google.com/news/url?sa=tamp;fd=Ramp;usg=AFQjCNHDlyLi2ukyPn9kUf2R6k E9trqEXwamp;url=http://online.wsj.com/article/BT-CO-20120302-708020.htmlbSEC: Former Brookstreet CEO Charged $10M In bFraud/b Case/b/abr /font size=-1bfont color=#6f6f6fWall Street Journal/font/b/fontbr /font size=-1A federal judge ordered the former chief executive of Brookstreet Securities Corp. to pay a maximum $10 million penalty in a securities bfraud/b case related to the financial crisis, the Securities and Exchange Commission said./fontbr /font size=-1a href=http://news.google.com/news/url?sa=tamp;fd=Ramp;usg=AFQjCNHU-Bt7Dz7_ymjdCXAnnuUhdQsH2gamp;url=http://newsandinsight.thomsonreuters.com/California/News/2012/03_-_March/Ex-Brookstreet_CEO_ordered_to_pay_$10_mln_in_fraud_ca se/Ex-Brookstreet CEO ordered to pay $10 mln in bfraud/b case/afont size=-1 color=#6f6f6fnobrThomson Reuters News Insight/nobr/font/fontbr /font size=-1 class=p/fontbr /font class=p size=-1a class=p href=http://news.google.co.za/news/more?pz=1amp;ned=en_zaamp;ncl=d_virqprCiMJH0MxutHY TLWFWumtMnobrball 99 news articlesnbsp;raquo;/b/nobr/a/font/div/font/td/tr/table

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