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View Full Version : UBS exec challenges FSA test case over fraud - FT Adviser



FraudNews
11-14-2011, 04:11 PM
table border=0 cellpadding=2 cellspacing=7 style=vertical-align:top;trtd width=80 align=center valign=topfont style=font-size:85%;font-family:arial,sans-serifa href=http://news.google.com/news/url?sa=tamp;fd=Ramp;usg=AFQjCNGapunwE4zjtjSam4lCB2 PdDP3YvAamp;url=http://www.ftadviser.com/2011/11/14/regulation/regulators/ubs-exec-challenges-fsa-test-case-over-fraud-0MBqH8O7IYAYls0yO84suL/article.htmlimg src=http://nt3.ggpht.com/news/tbn/D4KH6O5S3mO42M/0.jpg alt= border=1 width=80 height=47 /br /font size=-2FT Adviser/font/a/font/tdtd valign=top class=jfont style=font-size:85%;font-family:arial,sans-serifbr /div style=padding-top:0.8em;img alt= height=1 width=1 //divdiv class=lha href=http://news.google.com/news/url?sa=tamp;fd=Ramp;usg=AFQjCNGapunwE4zjtjSam4lCB2 PdDP3YvAamp;url=http://www.ftadviser.com/2011/11/14/regulation/regulators/ubs-exec-challenges-fsa-test-case-over-fraud-0MBqH8O7IYAYls0yO84suL/article.htmlbUBS exec challenges FSA #39;test case#39; over bfraud/b/b/abr /font size=-1bfont color=#6f6f6fFT Adviser/font/b/fontbr /font size=-1He was fined £100000 for failure to put in place proper checks to prevent the bfraud/b taking place. Mr Pottage has since been replaced as CEO of the wealth management unit by Andre Cronje, who took over the division in August 2008 after a period as head b.../b/fontbr /font size=-1a href=http://news.google.com/news/url?sa=tamp;fd=Ramp;usg=AFQjCNH47D1z0SWOMrvqtAHmW7 q-Klc13wamp;url=http://www.ft.com/cms/s/0/7c9b86be-0eb6-11e1-9dbb-00144feabdc0.html?ftcamp%3DrssUBS executive challenges FSA fine/afont size=-1 color=#6f6f6fnobrFinancial Times/nobr/font/fontbr /font size=-1a href=http://news.google.com/news/url?sa=tamp;fd=Ramp;usg=AFQjCNEGJ4PZzEPLYDne5UnwiF eBIRzS7Qamp;url=http://citywire.co.uk/new-model-adviser/ubs-wealth-management-boss-challenges-fsa-fine/a542089UBS wealth management boss challenges FSA fine/afont size=-1 color=#6f6f6fnobrCitywire.co.uk/nobr/font/fontbr /font size=-1 class=p/fontbr /font class=p size=-1a class=p href=http://news.google.co.za/news/more?pz=1amp;ned=en_zaamp;ncl=d7piaSal2OhrnPMBMgtR A8ZrXqLbMnobrball 7 news articlesnbsp;raquo;/b/nobr/a/font/div/font/td/tr/table

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