FraudNews
09-22-2011, 06:39 PM
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inAudit (http://news.google.com/news/url?sa=t&fd=R&usg=AFQjCNFNwAI2_JSxA8dB8U-0dDXq_JJc8A&url=http://inaudit.com/regulatory/sec/axa-rosenberg-co-founder-faces-fraud-charges-over-investment-model-errors-10263/)
AXA quant manager accepts ban, ends SEC fraud case (http://news.google.com/news/url?sa=t&fd=R&usg=AFQjCNE_GGvNw3hSz8ScF8E7HfV3-2ulyQ&url=http://af.reuters.com/article/cameroonNews/idAFS1E78L11A20110922)
Reuters Africa
Sept 22 (Reuters) - Barr Rosenberg, one of the earliest proponents of quantitative investing, agreed to a $2.5 million civil fine and lifetime ban from the securities industry to settle US Securities and Exchange Commission fraud ...
Axa's Barr Rosenberg to Pay $2.5 Million in SEC Fraud Claim (http://news.google.com/news/url?sa=t&fd=R&usg=AFQjCNEt6qd8jO4yY1rHLmx-LCG7eQRf6g&url=http://www.businessweek.com/news/2011-09-22/axa-s-barr-rosenberg-to-pay-2-5-million-in-sec-fraud-claim.html)BusinessWeek
SEC charges AXA Rosenberg founder with fraud (http://news.google.com/news/url?sa=t&fd=R&usg=AFQjCNFF3ZYCLiRUTg-tKTNgscQ3ix5X_A&url=http://www.marketwatch.com/story/sec-charges-axa-rosenberg-founder-with-fraud-2011-09-22?link%3DMW_latest_news)MarketWatch
Money manager pays $2.5M to settle fraud case (http://news.google.com/news/url?sa=t&fd=R&usg=AFQjCNF_Mv-kwokjkO3RU8LDlnDSEhpj9w&url=http://www.sacbee.com/2011/09/22/3930624/money-manager-pays-25m-to-settle.html)Sacramento Bee
The Associated Press (http://news.google.com/news/url?sa=t&fd=R&usg=AFQjCNHIOkuHcJ50rXVwCbFXZ5r1W4lZwA&url=http://www.google.com/hostednews/ap/article/ALeqM5jUQ-ey-YiWFZ8VjyA1rxy2rJXKRA?docId%3D660a199c2cef45fda012 89f028d6ec2b) -inAudit (http://news.google.com/news/url?sa=t&fd=R&usg=AFQjCNFNwAI2_JSxA8dB8U-0dDXq_JJc8A&url=http://inaudit.com/regulatory/sec/axa-rosenberg-co-founder-faces-fraud-charges-over-investment-model-errors-10263/)
all 75 news articles » (http://news.google.co.za/news/more?pz=1&ned=en_za&ncl=dwViyIuPJtH8kTMOode6TmfB_VahM)
More... (http://news.google.com/news/url?sa=t&fd=R&usg=AFQjCNE_GGvNw3hSz8ScF8E7HfV3-2ulyQ&url=http://af.reuters.com/article/cameroonNews/idAFS1E78L11A20110922)
inAudit (http://news.google.com/news/url?sa=t&fd=R&usg=AFQjCNFNwAI2_JSxA8dB8U-0dDXq_JJc8A&url=http://inaudit.com/regulatory/sec/axa-rosenberg-co-founder-faces-fraud-charges-over-investment-model-errors-10263/)
AXA quant manager accepts ban, ends SEC fraud case (http://news.google.com/news/url?sa=t&fd=R&usg=AFQjCNE_GGvNw3hSz8ScF8E7HfV3-2ulyQ&url=http://af.reuters.com/article/cameroonNews/idAFS1E78L11A20110922)
Reuters Africa
Sept 22 (Reuters) - Barr Rosenberg, one of the earliest proponents of quantitative investing, agreed to a $2.5 million civil fine and lifetime ban from the securities industry to settle US Securities and Exchange Commission fraud ...
Axa's Barr Rosenberg to Pay $2.5 Million in SEC Fraud Claim (http://news.google.com/news/url?sa=t&fd=R&usg=AFQjCNEt6qd8jO4yY1rHLmx-LCG7eQRf6g&url=http://www.businessweek.com/news/2011-09-22/axa-s-barr-rosenberg-to-pay-2-5-million-in-sec-fraud-claim.html)BusinessWeek
SEC charges AXA Rosenberg founder with fraud (http://news.google.com/news/url?sa=t&fd=R&usg=AFQjCNFF3ZYCLiRUTg-tKTNgscQ3ix5X_A&url=http://www.marketwatch.com/story/sec-charges-axa-rosenberg-founder-with-fraud-2011-09-22?link%3DMW_latest_news)MarketWatch
Money manager pays $2.5M to settle fraud case (http://news.google.com/news/url?sa=t&fd=R&usg=AFQjCNF_Mv-kwokjkO3RU8LDlnDSEhpj9w&url=http://www.sacbee.com/2011/09/22/3930624/money-manager-pays-25m-to-settle.html)Sacramento Bee
The Associated Press (http://news.google.com/news/url?sa=t&fd=R&usg=AFQjCNHIOkuHcJ50rXVwCbFXZ5r1W4lZwA&url=http://www.google.com/hostednews/ap/article/ALeqM5jUQ-ey-YiWFZ8VjyA1rxy2rJXKRA?docId%3D660a199c2cef45fda012 89f028d6ec2b) -inAudit (http://news.google.com/news/url?sa=t&fd=R&usg=AFQjCNFNwAI2_JSxA8dB8U-0dDXq_JJc8A&url=http://inaudit.com/regulatory/sec/axa-rosenberg-co-founder-faces-fraud-charges-over-investment-model-errors-10263/)
all 75 news articles » (http://news.google.co.za/news/more?pz=1&ned=en_za&ncl=dwViyIuPJtH8kTMOode6TmfB_VahM)
More... (http://news.google.com/news/url?sa=t&fd=R&usg=AFQjCNE_GGvNw3hSz8ScF8E7HfV3-2ulyQ&url=http://af.reuters.com/article/cameroonNews/idAFS1E78L11A20110922)