FraudNews
09-22-2011, 06:05 PM
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Finextra (http://news.google.com/news/url?sa=t&fd=R&usg=AFQjCNHlnLy9l4UboSyw8eWtQCMuvs8HwQ&url=http://www.finextra.com/news/fullstory.aspx?newsitemid%3D22992)
Axa's Barr Rosenberg to Pay $2.5 Million in SEC Fraud Claim (http://news.google.com/news/url?sa=t&fd=R&usg=AFQjCNEt6qd8jO4yY1rHLmx-LCG7eQRf6g&url=http://www.businessweek.com/news/2011-09-22/axa-s-barr-rosenberg-to-pay-2-5-million-in-sec-fraud-claim.html)
BusinessWeek
22 (Bloomberg) -- Axa Rosenberg Group LLC's co- founder Barr M. Rosenberg agreed to pay $2.5 million to settle claims by the US Securities and Exchange Commission, which accused him of securities fraud for concealing a coding error in his firm's ...
AXA quant manager accepts ban, ends SEC fraud case (http://news.google.com/news/url?sa=t&fd=R&usg=AFQjCNE_GGvNw3hSz8ScF8E7HfV3-2ulyQ&url=http://af.reuters.com/article/cameroonNews/idAFS1E78L11A20110922)Reuters Africa
SEC charges AXA Rosenberg founder with fraud (http://news.google.com/news/url?sa=t&fd=R&usg=AFQjCNFF3ZYCLiRUTg-tKTNgscQ3ix5X_A&url=http://www.marketwatch.com/story/sec-charges-axa-rosenberg-founder-with-fraud-2011-09-22?link%3DMW_latest_news)MarketWatch
Money manager pays $2.5M to settle fraud case (http://news.google.com/news/url?sa=t&fd=R&usg=AFQjCNF_Mv-kwokjkO3RU8LDlnDSEhpj9w&url=http://www.sacbee.com/2011/09/22/3930624/money-manager-pays-25m-to-settle.html)Sacramento Bee
Financial Advisor Magazine (http://news.google.com/news/url?sa=t&fd=R&usg=AFQjCNF320wHGM03D1opVaGDcZyfr9XFaQ&url=http://www.fa-mag.com/fa-news/8614-sec-charges-barr-rosenberg-leading-quant-with-fraud.html) -The Associated Press (http://news.google.com/news/url?sa=t&fd=R&usg=AFQjCNHIOkuHcJ50rXVwCbFXZ5r1W4lZwA&url=http://www.google.com/hostednews/ap/article/ALeqM5jUQ-ey-YiWFZ8VjyA1rxy2rJXKRA?docId%3D660a199c2cef45fda012 89f028d6ec2b) -Pensions & Investments (http://news.google.com/news/url?sa=t&fd=R&usg=AFQjCNGwk2XAKmah1yy1RCoRKNQMuVHshg&url=http://www.pionline.com/article/20110922/DAILYREG/110929952)
all 61 news articles » (http://news.google.co.za/news/more?pz=1&ned=en_za&ncl=dN9tX2uhwtMY8NMOode6TmfB_VahM)
More... (http://news.google.com/news/url?sa=t&fd=R&usg=AFQjCNEt6qd8jO4yY1rHLmx-LCG7eQRf6g&url=http://www.businessweek.com/news/2011-09-22/axa-s-barr-rosenberg-to-pay-2-5-million-in-sec-fraud-claim.html)
Finextra (http://news.google.com/news/url?sa=t&fd=R&usg=AFQjCNHlnLy9l4UboSyw8eWtQCMuvs8HwQ&url=http://www.finextra.com/news/fullstory.aspx?newsitemid%3D22992)
Axa's Barr Rosenberg to Pay $2.5 Million in SEC Fraud Claim (http://news.google.com/news/url?sa=t&fd=R&usg=AFQjCNEt6qd8jO4yY1rHLmx-LCG7eQRf6g&url=http://www.businessweek.com/news/2011-09-22/axa-s-barr-rosenberg-to-pay-2-5-million-in-sec-fraud-claim.html)
BusinessWeek
22 (Bloomberg) -- Axa Rosenberg Group LLC's co- founder Barr M. Rosenberg agreed to pay $2.5 million to settle claims by the US Securities and Exchange Commission, which accused him of securities fraud for concealing a coding error in his firm's ...
AXA quant manager accepts ban, ends SEC fraud case (http://news.google.com/news/url?sa=t&fd=R&usg=AFQjCNE_GGvNw3hSz8ScF8E7HfV3-2ulyQ&url=http://af.reuters.com/article/cameroonNews/idAFS1E78L11A20110922)Reuters Africa
SEC charges AXA Rosenberg founder with fraud (http://news.google.com/news/url?sa=t&fd=R&usg=AFQjCNFF3ZYCLiRUTg-tKTNgscQ3ix5X_A&url=http://www.marketwatch.com/story/sec-charges-axa-rosenberg-founder-with-fraud-2011-09-22?link%3DMW_latest_news)MarketWatch
Money manager pays $2.5M to settle fraud case (http://news.google.com/news/url?sa=t&fd=R&usg=AFQjCNF_Mv-kwokjkO3RU8LDlnDSEhpj9w&url=http://www.sacbee.com/2011/09/22/3930624/money-manager-pays-25m-to-settle.html)Sacramento Bee
Financial Advisor Magazine (http://news.google.com/news/url?sa=t&fd=R&usg=AFQjCNF320wHGM03D1opVaGDcZyfr9XFaQ&url=http://www.fa-mag.com/fa-news/8614-sec-charges-barr-rosenberg-leading-quant-with-fraud.html) -The Associated Press (http://news.google.com/news/url?sa=t&fd=R&usg=AFQjCNHIOkuHcJ50rXVwCbFXZ5r1W4lZwA&url=http://www.google.com/hostednews/ap/article/ALeqM5jUQ-ey-YiWFZ8VjyA1rxy2rJXKRA?docId%3D660a199c2cef45fda012 89f028d6ec2b) -Pensions & Investments (http://news.google.com/news/url?sa=t&fd=R&usg=AFQjCNGwk2XAKmah1yy1RCoRKNQMuVHshg&url=http://www.pionline.com/article/20110922/DAILYREG/110929952)
all 61 news articles » (http://news.google.co.za/news/more?pz=1&ned=en_za&ncl=dN9tX2uhwtMY8NMOode6TmfB_VahM)
More... (http://news.google.com/news/url?sa=t&fd=R&usg=AFQjCNEt6qd8jO4yY1rHLmx-LCG7eQRf6g&url=http://www.businessweek.com/news/2011-09-22/axa-s-barr-rosenberg-to-pay-2-5-million-in-sec-fraud-claim.html)