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FraudNews
08-19-2011, 10:20 PM
Ex-Smith Barney Adviser Sentenced To 3 Years In Prison For Fraud (http://news.google.com/news/url?sa=t&fd=R&usg=AFQjCNE-v6HN1Dds9KZqvcKyhEHRRm6F7A&url=http://online.wsj.com/article/BT-CO-20110819-713269.html)
Wall Street Journal
... necessary to purchase bonds he recommended and that a computer glitch prevented the purported bond purchases from appearing in online account statements. In November, Shah pleaded guilty to a count of securities fraud and three counts of wire fraud.
Ex-Smith Barney Adviser Shah Is Sentenced to 38 Months in Prison for Fraud (http://news.google.com/news/url?sa=t&fd=R&usg=AFQjCNHOqRWBN9efN-lG9lyWVG9YKua1dg&url=http://www.bloomberg.com/news/2011-08-19/ex-smith-barney-adviser-shah-sentenced-to-36-months-for-3-million-fraud.html)Bloomberg
Custom Suits To Orange Jumpsuit: 38 Months In Jail For Ex-Smith Barney Broker (http://news.google.com/news/url?sa=t&fd=R&usg=AFQjCNF6L6olzvLwyyFHQJMPz8fEY3qW5Q&url=http://www.forbes.com/sites/halahtouryalai/2011/08/19/custom-suits-to-orange-jumpsuit-38-months-in-jail-for-ex-smith-barney-broker/)Forbes
Ex-Smith Barney Adviser Shah Sentenced to 36 Months for Fraud (http://news.google.com/news/url?sa=t&fd=R&usg=AFQjCNEduH5pQm9ydKXK7BcFnZtWP99eNQ&url=http://www.sfgate.com/cgi-bin/article.cgi?f%3D/g/a/2011/08/18/bloomberg1376-LQ6KN807SXKX01-5BNVIRLL1PRMLP2E81U8K4NDUB.DTL)San Francisco Chronicle

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