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FraudNews
08-10-2011, 04:46 PM
SEC Charges Stifel With Fraud On Wis. School District Sales (http://news.google.com/news/url?sa=t&fd=R&usg=AFQjCNEspquNUVEHb7FCf_OptRACCBx4SQ&url=http://online.wsj.com/article/BT-CO-20110810-715146.html)
Wall Street Journal
(SF) and a former senior executive with alleged fraud on sales to five Wisconsin school districts. According to a complaint filed in federal court in Milwaukee, the SEC alleges the owner of Stifel Nicolaus & Co. and senior vice president David W. Noack ...
SEC Sues Stifel for Fraud on Losses After $200 Million Wisconsin CDO Sales (http://news.google.com/news/url?sa=t&fd=R&usg=AFQjCNHHFfVXaG0ifGW9zZATnGNKF8E79Q&url=http://www.bloomberg.com/news/2011-08-10/sec-sues-stifel-for-fraud-on-losses-after-200-million-wisconsin-cdo-sales.html)Bloomberg
SEC charges Stifel with fraud in Wisconsin deals (http://news.google.com/news/url?sa=t&fd=R&usg=AFQjCNH7oH5744tFNEpX72XGsux6pAPNHA&url=http://www.cnbc.com/id/44090939)CNBC.com
Firm accused of defrauding 5 Wis. school districts (http://news.google.com/news/url?sa=t&fd=R&usg=AFQjCNGmNow0D0uj-soDidaJQVVTgCTtWQ&url=http://www.google.com/hostednews/ap/article/ALeqM5hXM7R-Gp-1qTnZ-4l4x5BA6kKSUA?docId%3D5c46d9741f534239b68122a7d0f0 d647)The Associated Press
ABC News (http://news.google.com/news/url?sa=t&fd=R&usg=AFQjCNFsSz4QsKmQ1o2my-T0bJq8IVEWfQ&url=http://abcnews.go.com/Business/wireStory?id%3D14272640) -Benzinga (http://news.google.com/news/url?sa=t&fd=R&usg=AFQjCNF04ye7cZANXaw7b4kcoQhx1WkWKA&url=http://www.benzinga.com/news/11/08/1848317/update-sec-charges-stifel-nicolaus-co-and-executive-with-fraud-in-sale-of-investm) -FT Alphaville (blog) (http://news.google.com/news/url?sa=t&fd=R&usg=AFQjCNGxMSKxBDnlBeu266IFJSHvbCIO0A&url=http://ftalphaville.ft.com/blog/2011/08/10/649871/kids-can-you-count-to-15-enrons/)
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