FraudNews
08-09-2011, 04:38 PM
Finra Fines Citi $500000 for Lax Oversight in Fraud Case (http://news.google.com/news/url?sa=t&fd=R&usg=AFQjCNFRLytE0dn3WjhBL3zpzEzDUeUDBA&url=http://online.wsj.com/article/SB10001424053111904140604576498161890698584.html?m od%3Dgooglenews_wsj)
Wall Street Journal
The Financial Industry Regulatory Authority fined Citigroup Inc. $500000 for failing to supervise a former sales assistant who allegedly misappropriated funds, falsified account records and engaged in unauthorized trades. ...
and more » (http://news.google.co.za/news/more?pz=1&jfkl=true&ned=en_za&ncl=dRMG136QIa1E-xM)
More... (http://news.google.com/news/url?sa=t&fd=R&usg=AFQjCNFRLytE0dn3WjhBL3zpzEzDUeUDBA&url=http://online.wsj.com/article/SB10001424053111904140604576498161890698584.html?m od%3Dgooglenews_wsj)
Wall Street Journal
The Financial Industry Regulatory Authority fined Citigroup Inc. $500000 for failing to supervise a former sales assistant who allegedly misappropriated funds, falsified account records and engaged in unauthorized trades. ...
and more » (http://news.google.co.za/news/more?pz=1&jfkl=true&ned=en_za&ncl=dRMG136QIa1E-xM)
More... (http://news.google.com/news/url?sa=t&fd=R&usg=AFQjCNFRLytE0dn3WjhBL3zpzEzDUeUDBA&url=http://online.wsj.com/article/SB10001424053111904140604576498161890698584.html?m od%3Dgooglenews_wsj)