FraudNews
03-04-2011, 01:02 PM
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Ex-UBS adviser charged in $3.3M investment fraud (http://news.google.com/news/url?sa=t&fd=R&usg=AFQjCNEBIGKQ35b8bDEic_qN4SmNB55t6Q&url=http://www.businessweek.com/ap/financialnews/D9LO2I4G0.htm)
BusinessWeek
Kobayashi resigned from the bank in September 2009, after a client complained about the alleged fraud, the SEC said. UBS reported him to the SEC, it said. Kobayashi, of Livermore, Calif., also was charged with criminal wire fraud and money laundering ...
Former UBS Adviser in California Charged With Fraud (http://news.google.com/news/url?sa=t&fd=R&usg=AFQjCNHpsY9PxcDLXNzv7o2qT_t_rOjF0w&url=http://www.bloomberg.com/news/2011-03-03/former-ubs-adviser-in-california-charged-with-fraud-1-.html)Bloomberg
US authorities charge Swiss banker in California (http://news.google.com/news/url?sa=t&fd=R&usg=AFQjCNEWVsak8ullsb9vupDpeMVyfOSQKw&url=http://www.swissinfo.ch/eng/business/US_authorities_charge_Swiss_banker_in_California.h tml?cid%3D29645728)swissinfo.ch
SEC Charges Former UBS Financial Adviser With Fraud (http://news.google.com/news/url?sa=t&fd=R&usg=AFQjCNEF6plfgZvZF58-cAz4g9eSy-ca0Q&url=http://news.hereisthecity.com/news/business_news/12459.cntns)Here Is The City
InvestmentNews (http://news.google.com/news/url?sa=t&fd=R&usg=AFQjCNF4tEay5rOX6JG7Pae5C45iX_Vpqg&url=http://www.investmentnews.com/article/20110303/FREE/110309942) -Patch.com (http://news.google.com/news/url?sa=t&fd=R&usg=AFQjCNGyZSRxHoqvHYeG7znPg0oldmC_4g&url=http://walnutcreek.patch.com/articles/former-financial-advisor-charged-with-stealing-from-clients)
all 25 news articles » (http://news.google.co.za/news/more?pz=1&ned=en_za&ncl=dR3FKGs0ZCrHKQMBQqIq9LewWOenM)
More... (http://news.google.com/news/url?sa=t&fd=R&usg=AFQjCNEBIGKQ35b8bDEic_qN4SmNB55t6Q&url=http://www.businessweek.com/ap/financialnews/D9LO2I4G0.htm)
Ex-UBS adviser charged in $3.3M investment fraud (http://news.google.com/news/url?sa=t&fd=R&usg=AFQjCNEBIGKQ35b8bDEic_qN4SmNB55t6Q&url=http://www.businessweek.com/ap/financialnews/D9LO2I4G0.htm)
BusinessWeek
Kobayashi resigned from the bank in September 2009, after a client complained about the alleged fraud, the SEC said. UBS reported him to the SEC, it said. Kobayashi, of Livermore, Calif., also was charged with criminal wire fraud and money laundering ...
Former UBS Adviser in California Charged With Fraud (http://news.google.com/news/url?sa=t&fd=R&usg=AFQjCNHpsY9PxcDLXNzv7o2qT_t_rOjF0w&url=http://www.bloomberg.com/news/2011-03-03/former-ubs-adviser-in-california-charged-with-fraud-1-.html)Bloomberg
US authorities charge Swiss banker in California (http://news.google.com/news/url?sa=t&fd=R&usg=AFQjCNEWVsak8ullsb9vupDpeMVyfOSQKw&url=http://www.swissinfo.ch/eng/business/US_authorities_charge_Swiss_banker_in_California.h tml?cid%3D29645728)swissinfo.ch
SEC Charges Former UBS Financial Adviser With Fraud (http://news.google.com/news/url?sa=t&fd=R&usg=AFQjCNEF6plfgZvZF58-cAz4g9eSy-ca0Q&url=http://news.hereisthecity.com/news/business_news/12459.cntns)Here Is The City
InvestmentNews (http://news.google.com/news/url?sa=t&fd=R&usg=AFQjCNF4tEay5rOX6JG7Pae5C45iX_Vpqg&url=http://www.investmentnews.com/article/20110303/FREE/110309942) -Patch.com (http://news.google.com/news/url?sa=t&fd=R&usg=AFQjCNGyZSRxHoqvHYeG7znPg0oldmC_4g&url=http://walnutcreek.patch.com/articles/former-financial-advisor-charged-with-stealing-from-clients)
all 25 news articles » (http://news.google.co.za/news/more?pz=1&ned=en_za&ncl=dR3FKGs0ZCrHKQMBQqIq9LewWOenM)
More... (http://news.google.com/news/url?sa=t&fd=R&usg=AFQjCNEBIGKQ35b8bDEic_qN4SmNB55t6Q&url=http://www.businessweek.com/ap/financialnews/D9LO2I4G0.htm)