PDA

View Full Version : New broker rules aim to curb elder fraud - CNBC



FraudNews
01-30-2018, 11:50 PM
http://www.fraud-news.com//t2.gstatic.com/images?q=tbn:ANd9GcRwbCazxN0dlAkhTLv-djdht3Z9eLBp8kiIUo4H-boD8JJYAy3bOZI4oI0xLe8lCoLGum0P645R
CNBC (http://news.google.com/news/url?sa=t&fd=R&ct2=en_za&usg=AFQjCNFwsArCKevMrE0MS5-2f4ZfnWkstQ&clid=c3a7d30bb8a4878e06b80cf16b898331&ei=yBJxWuuVJcaf3QGr-6vICg&url=https://www.cnbc.com/2018/01/30/new-broker-rules-aim-to-curb-elder-fraud.html)


New broker rules aim to curb elder fraud (http://news.google.com/news/url?sa=t&fd=R&ct2=en_za&usg=AFQjCNFwsArCKevMrE0MS5-2f4ZfnWkstQ&clid=c3a7d30bb8a4878e06b80cf16b898331&ei=yBJxWuuVJcaf3QGr-6vICg&url=https://www.cnbc.com/2018/01/30/new-broker-rules-aim-to-curb-elder-fraud.html)
CNBC
Separately, an amendment to an existing securities rule will now require brokers to ask customers for a trusted person the advisor can reach out to if fraud or mental decline is suspected. The request for a trusted contact will be made either when ...

[/URL]





[url=http://news.google.com/news/url?sa=t&fd=R&ct2=en_za&usg=AFQjCNFwsArCKevMrE0MS5-2f4ZfnWkstQ&clid=c3a7d30bb8a4878e06b80cf16b898331&ei=yBJxWuuVJcaf3QGr-6vICg&url=https://www.cnbc.com/2018/01/30/new-broker-rules-aim-to-curb-elder-fraud.html]More... (http://news.google.co.za/news/more?ncl=dnlPgIGN8P_UieM&authuser=0&ned=en_za)