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View Full Version : State Street agrees $35m fraud settlement with SEC - Financial Times



FraudNews
09-07-2017, 06:40 PM
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Financial Times (http://news.google.com/news/url?sa=t&fd=R&ct2=en_za&usg=AFQjCNFnp2_Hv8DCqBrbb1-WpsgRQGygGA&clid=c3a7d30bb8a4878e06b80cf16b898331&cid=52779600917873&ei=iJKxWdiIOYLg3gGO1rKgDg&url=https://www.ft.com/content/d1174bf2-93e8-11e7-a9e6-11d2f0ebb7f0)


State Street agrees $35m fraud settlement with SEC (http://news.google.com/news/url?sa=t&fd=R&ct2=en_za&usg=AFQjCNFnp2_Hv8DCqBrbb1-WpsgRQGygGA&clid=c3a7d30bb8a4878e06b80cf16b898331&cid=52779600917873&ei=iJKxWdiIOYLg3gGO1rKgDg&url=https://www.ft.com/content/d1174bf2-93e8-11e7-a9e6-11d2f0ebb7f0)
Financial Times
State Street has agreed to pay more than $35m to settle a pair of complaints by the Securities and Exchange Commission that it defrauded six institutional investors by charging them hidden mark-ups and failed to disclose material information about the ...

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