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01-20-2011, 05:08 PM
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SEC Charges New York Investment Advisers, Firms With Fraud (http://news.google.com/news/url?sa=t&fd=R&usg=AFQjCNE0ld2qjd07yanBU6-X6j_RbuYICw&url=http://online.wsj.com/article/SB10001424052748704881304576093963482485534.html)
Wall Street Journal
Three affiliated New York investment firms and four senior officers were charged with fraud, misuse of client assets and other violations ...
PRESS RELEASE: SEC Charges NY Investment Firms And Senior Officers With Fraud (http://news.google.com/news/url?sa=t&fd=R&usg=AFQjCNFZxBPFzJfJJsJLH3xbuQj1mujpyg&url=http://www.automatedtrader.net/real-time-dow-jones/41883/press-release-sec-charges-ny-investment-firms-and-senior-officers-with-fraud)Automated Trader
SEC Charges New York Firms with Fraud (http://news.google.com/news/url?sa=t&fd=R&usg=AFQjCNHS2LbyV2KY96_M5mnjSOnY9o22Nw&url=http://legaltimes.typepad.com/blt/2011/01/sec-charges-new-york-firms-with-fraud.html)The BLT: Blog of Legal Times (blog)
Investment Answer from SEC to White Collar Mobsters (http://news.google.com/news/url?sa=t&fd=R&usg=AFQjCNFR5jwqlAAPP7koJSHDLSS9ikdX6Q&url=http://inaudit.com/regulatory/sec/investment-answer-from-sec-to-white-collar-mobsters-4289/)inAudit

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